INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
able to also sell shares with warrants, instead of selling shares alone. In this regard, a securities company may appoint a financial institution as its selling agent if it is the case of (1) shares
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varchar(8) Y 13 Notional Amount Currency Code (Buy Side) รหัสสกลุเงนิดา้นซือ้ของ Notional Amount varchar(3) Y เป็นรหัสสกลุเงนิของสัญญาดา้นซือ้ 14 Notional Amount Currency Code (Sell Side) รหัสสกลุเงนิดา้นขา
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