to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and
the services provided by the SEC Office in which you may be interested so as to effectively perform its duties and supervision. In this regard, the SEC Office will request your prior consent to receive
Forum 2018 หัวข้อ Maintaining Trust ณ ประเทศออสเตรเลีย, APEC Financial Regulators Training Initiative หัวข้อ Risk-based Supervision ณ ประเทศเวียดนาม, The 12th Regional Leadership Programme for Securities
from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and supervising the
: Declaration I/We certify the following: 1. I/We am/are under supervision of the Securities and Futures Commission of Hong Kong which has the authority to impose sanctions or to order the Hong Kong Covered
upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________ SECTION 8 The SEC shall have the power and duty to formulate policies to
duties under this Act. Such notifications shall come into force upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________ SECTION 8
เกี่ยวกับการรับและกำกับหลักทรัพย์ (Listing and Ongoing Supervision) การปฏิบัติการซื้อขาย (Trading Operation) การกำกับสมาชิก การติดตามดูแลสภาพการซื้อขายหลักทรัพย์ (Surveillance) และการจัดการระบบเทคโนโลยี
perform duties under this Act. Such notifications shall come into force upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________