https://publish.sec.or.th/nrs/3453pe.doc Translation client’s asset , which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system
://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8887 ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets Following the announcement of BX (which
and risks of digital assets and deemed it necessary to regulate and control the use of digital assets as a means of payment for https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366 SEC advises the
mobile devices are the property of the employees, the intermediary should consider adopting the guidelines in Items (1) - (5) at a minimum, and establish control measures that are comparable to or as a
recommendations on corporate governance and sustainable development, risk management, compliance with other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to
B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied, mutatis mutandis, to regulate the related associations. Trade Associations Act B.E 2509 Securities and
internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the three offenders from performing duties as branch manager in the capital
การบริหารความเสี่ยงและการควบคุมภายในที่เหมาะสม Strengthen Effective Risk Management and Internal Control หลักปฏิบัติ 6.1 คณะกรรมการควรกำกับดูแลให้มั่นใจว่า บริษัทมีระบบการบริหารความเสี่ยงและการควบคุม
, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4
governance structure and material facts related to the board, 23 subcommittees, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and