เชนตองลงทุนแบบ passive management หามใช OTC derivatives เพื่อสราง synthetic exposure เปนตน ค. กระะบวนการอนุ หนา 17 นญุาตภายใต A ASEAN CIS framework – RI เอกสารแน นบ 2 -ราง- ประกาศคณะกรรมกา

Alpha, Beta, and Now…Gamma David Blanchett, CFA, CFP® Head of Retirement Research Morningstar Investment Management Paul Kaplan, Ph.D., CFA Director of Research Morningstar Canada August 28, 2013 Morningstar Investment Management Page 2 of 27©2013 Morningstar. All rights reserved. This document includes proprietary material of Morningstar. Reproduction, transcription or other use, by any means, in whole or in part, without the prior written consent of Morningstar is prohibited. The Morningstar I...

advice to the customer, taking into account various factors of the customer, such as the purpose of investment, knowledge and understanding of risk and investment, investment experience, financial position

to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management ; consideration on which shall be based on the company executives’ knowledge

case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding

, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening

and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To avoid entering into transaction that may create conflict of

business which the service provider shall have creditworthiness and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To

enables the sharing of 11/11 บริษทั นามยง เทอร์มนัิล จ ากดั (มหาชน) NAMYONG TERMINAL PUBLIC COMPANY LIMITED knowledge, management and business operation, etc., from NYK Group which is one of the world’s

an account that has a reasonable possibility of containing a material misstatement regardless of the effect of control Professional Judgment • The application of relevant knowledge and experience in