management record as follows: (a) for the period of one year prior to the date the securities company submits the application, no investor contact working for the securities company being imposed a probation
follows: (a) for the period of one year prior to the date the securities company submits the application, no investor contact working for the securities company being imposed a probation or higher more than
period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being imposed a probation or higher more than three cases, unless
; (4) have good management record as follows: (a) for the period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being
Jatupornsathien Communications Manager Mobile: 083 988 6766 e-mail: Songsang.Jatupornsathien@fco.gov.uk Securities and Exchange Commission, Thailand S asithorn Ongdee Corporate Communication and Investor Service
are the challenges from the ISSB sustainable finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance? 4. Investor
on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality.In the area of supervision on intermediaries and business operators, the
addition, the European Union?s endorsement on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality. In the area of supervision on