continues to develop; the ICGN will continue to keep these principles and the guidance under review, and welcomes input from interested parties over time. 5 Preamble 1.0 Principles for Internal Governance 6
(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...
engagement partner and EQCR involvement are appropriate and sufficient. Audit staff in most audit firms are required to keep records of their work hours in the system or relevant forms. For 2015 inspections
December 2017 We emphasize the importance of attending conferences and seminars organized by regulatory agencies, both global and regional, to keep abreast of regulatory trends and developments in accounting
51.11 Vayupak Fund 15.26 KTB FIDF 55.07 Vayupak Fund 4.09 THAI MOF 51.03 Vayupak Fund 15.50 AOT MOF 70.00 None - MCOT MOF 65.80 GSB 11.48 VAYU1 MOF 30.00 KTB & SMEB 30.5 coRPoRAte goveRnAnce Rosc FoR
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
, internal control and internal audit in accordance with international standards, and enhancement of the capital market. In addition, the SEC Board requires yearly review of the Code to keep it up-to-date
has signaled that it could keep its policy rate unchanged throughout 2020, the US central bank is likely to adjust its monetary policy if the US economy remains on a downward trend. At the same time
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...