clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one
Khon Kaen Smart City Project under which technology is applied to develop the city’s internal management systems such as the public transport system. As a result, it is one of the provinces with high
a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely Brunei Darussalam, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, Philippines, Singapore, Thailand and
with access to the capital market for financial advice and planning. This is generally because limited service channels and expenses have been affordable mostly by high income earners. The strategic plan
relation to the ACMF Market Development Programme. ------------- Note-to-Editors: About the ACMFThe ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely
อยู่ที่เกาะบริติชเวอร์จิ้นไอส์แลนด์ ชักชวนผู้ลงทุนชาวต่างชาติในประเทศไทยลงทุนในกองทุน High Performance Development Limited (HDPL) ซึ่งบริหารโดยบุคคลที่เคยถูกหน่วยงานกำกับดูแลตลาดทุนในต่างประเทศกล่าวโทษ
all types of complex, non-complex and high-risk capital market products.
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
qualifying requirement in the contest this year. Additionally, the SEC will grant the winner an Excellent PVD plaque, which is a reward for the provident fund with high development in technology that reached
leading to lower operating costs. Additionally, the SEC will use RegTech for a better regulatory supervision and place high importance on cyber resilience. Strategy Two: To promote the Thai capital market