changed. 19 The date determined by the board of directors under the first paragraph shall not exceed two months prior to the date of the shareholders’ meeting but not prior to the date on which the board of
another challenging year ahead. But our collective efforts to proactively implement the SEC Strategic Plan will yield tangible results and contribute to the robustness of the financial system and the
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
intelligence (AI) to establish marketing strategies suited to the behavior of each customer group, as well as developing products and end- to-end solutions. The advent of FinTech has changed the competitive
information provided in this MD&A may vary if any factors or situation are changed in the future; the investors are, therefore, required to have their own discretion regarding the usage of this information for
any factors or situation are changed in the future; the investors are, therefore, required to have their own discretion regarding the usage of this information for any purpose. For further detail
marketing strategies suited to the behavior of each customer group, as well as developing products and end-to-end solutions. However, the advent of FinTech has changed the competitive environment. FinTech
has acknowledged and accepted such investment risk; (2) monitor and revise the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary
the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary shall revise the portfolio advisory or investment strategy of program trading
the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary shall revise the portfolio advisory or investment strategy of program trading