later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the
to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted
, former executives of United Securities Plc., Mr. Somdaj Leeswadtrakul, as well as Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons’ securities trading accounts. They
Miss Angkakarn Tantiviroon Between May 10, 2007 and July 31, 2007, Miss Angkakarn Tantiviroon colluded or agreed with other principals to trade shares of Rich Asia Steel Public Company Limited (RICH
Miss Angkakarn Tantiviroon Between May 10, 2007 and July 31, 2007, Miss Angkakarn Tantiviroon colluded or agreed with other principals to trade shares of Rich Asia Steel Public Company Limited (RICH
by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public. Pursuant to Paragraph 1 of
the IP address of KTB Securities for a certain period of time. She used her own money to trade securities since the account was opened.(1) Using client's account to trade securities for one's own
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that
linked to law relating to trade associations. In substitution for the revoked provisions, new provisions will be proposed to accommodate the formation and operation of SROs as well as organizations of