clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
Ref. DBP. 099 / 2017 August 15, 2017 Subject : Clarification on
Ref. DBP. 141 / 2017 November 13, 2017 Subject : Clarification on Operating Results for the 3-Month Period and 9-Month Period ending September 30, 2017 To : President The Stock Exchange of Thailand
Appointment of Investment Advisory Agents (No. 3), dated 3 December 2003. (Translation) -7- periodically as prescribed by the Office. In this regard, the Office may request for an explanation or clarification
ที่ กตพ Ref. DBP. 108 / 2019 August 13, 2019 Subject : Clarification on Operating Results for the 2nd quarter and 6-month Period ending June 30, 2019 To : President The Stock Exchange of Thailand
Ref. DBP. 153 / 2019 November 11, 2019 Subject : Clarification on Operating Results for the 3rd quarter and 9-month Period ending September 30, 2019 To : President The Stock Exchange of Thailand
Ref. DBP. 111 / 2020 August 10, 2020 Subject : Clarification on Operating Results for the 2nd quarter and 6-month period ending June 30, 2020 To : President The Stock Exchange of Thailand Diamond
disclose additional information within specified period and suspend the approval for issuance of bonds or order the approved person to suspend the offer for sale of bonds until clarification and correction
, a director or an executive to elucidate or disclose additional information within the specified period, and order a foreign company to suspend the offer for sale of shares until clarification and