Office. In this regard, the applicant shall pay the application fee at the rate specified in the Notification of the Office of the Securities and Exchange Commission concerning Determination of Fees for
, regulations, notifications, orders or directives on issuance and offering of digital tokens and digital asset businesses; (2) the determination of fees for an application for an approval or licence, granting of
under this Act; (2) the determination of fees for application for an approval, application for obtaining a license, a license, or for operating the business as licensed; (3) the issuance of rules relating
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
asset businesses; (2) the determination of fees for an application for an approval or licence, granting of an approval or licence, application for a permission, granting of a permission, filing of
สงัคม และการเมอืง ของแต่ละประเทศ รวมถงึการผนัผวนของสถานการณ์ตลาดเงนิและตลาดทุน 3. ความเส่ียงจากสไตลก์ารลงทุน (Style Bias Risk) ความเสีย่งทีก่องทุนเน้นลงทุนในหุน้ทีม่กีารลงทุน กระจุกตวัใน value หรอื growth
for words that indicate obvious bias or hyperbole (e.g., “fail,” “lag,” “applaud”) and replace them. } Research your sources to ensure that they are reputable. } Always ask someone else to review and
Court, which will cover the issues of bias, undue process or abuse of power. Moreover, the SEC has in place a process of operation, including a rule-making process, to prevent commercial or other sectoral
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
approval for audit firms and auditors in the capital market and the determination of penalties which cover a wide range of enforcement measures and are commensurate with the degree of wrongdoing. In 2020