......................................................................................................................... 9 A Spectrum of Engagement Intensity ................................................................................................................11 Effective Letter-Writing
relevant retrospective price correction report and price compensation report by the mutual fund supervisor; and (3) implement measures to prevent an incorrect investment unit price in the future, and submit
where advancement is needed. It is recommended that investors refer to the accompanying ICAPs Guidance document for more detailed information on how to implement the encouraged actions set in the
decision on investment for the fund is permitted to provide general advice on fund as well. o The Recognized Representative is permitted to provide ASEAN product knowledge for local investors. Giving
(FII) ครั้งที่ 6 หัวข้อ “Writing the Rules of Crypto” ณ กรุงริยาด ราชอาณาจักรซาอุดีอาระเบีย เมื่อวันที่ 27 ตุลาคม 2565คลิกอ่านรายละเอียดเพิ่มเติมได้ที่ข่าว ก.ล.ต. ฉบับที่ 184/2565 https://www.sec.or.th
changing international accounting principles. In developing market infrastructure to enhance local players' competitiveness on the global arena, the SEC encouraged securities companies to initiate novel
Operator หรือ ตัวแทน (“local representative”) ซ่ึงเป็น ผู้ยื่นค าขอตรวจสอบลักษณะหนว่ยของ ASEAN CIS ในประเทศไทย (“ผู้ยื่นค าขอฯ”) จะต้องระบจุ านวนเงนิทีจ่ะ เสนอขายในประเทศไทยเป็นสกลุเงินบาท และระบุช่ือ ผู้รับ
of the Thai economy and capital market. Local investors were active as the international investors were net buyers of shares. Equally important, such confidence and trust can be attributed in large
working hours or the fixed percentage of their audit fees because it did not implement a performance evaluation system for its audit partners. As a result, the audit engagements’ quality had no effects on
necessary to determine the implementation or to make clarification, the intermediary shall operate its business, or implement or clarify such requirement according to the principles of the Notification of