in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
prosecutors had decided to drop the case. The information requested will be considered in preparation of the SEC Office?s opinion towards the case which will be submitted to the Director-General of the
This is in response to news on a website stated that the Office of the Securities and Exchange Commission (SEC) will prohibit margin loans and net settlement for shares having turnover ratio of more
. Such rules will place importance on risk management and internal control system, compliance system, prevention of conflict of interest, and qualified staff. In terms of investor engagement, know your
in supporting Thailand competitiveness in the international arena, in particular preparation for the upcoming ASEAN Economic Community (AEC) and hopes that Thailand will become a gateway for foreign
COMPANY LIMITED Disclosure Business News ( 0 record(s) found) Date Time Heading Link Data not found Remark: Data will be displayed within 3 years. Last updated on 27 August 2022
PUBLIC COMPANY LIMITED Disclosure Business News ( 0 record(s) found) Date Time Heading Link Data not found Remark: Data will be displayed within 3 years. Last updated on 27 August 2022
Link Data not found Remark: Data will be displayed within 3 years. Last updated on 31 March 2022