Disclose inside information to the other persons, either directly or indirectly and by any means, while one knows or ought reasonably to know that the receiver of such information may exploit such
employees (FE-ESOP), the rights were exercised in amount of 249,950 rights at the offering price of THB 99.00 per share while the average market price per share during the exercise period is THB 189.00, the
to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a
(CSRC), Financial Reporting Council (FRC Hong Kong) and SEC Thailand. The meeting discussed the inspection process development, deficiencies found during audit quality inspection and initiatives in
SEC has held a public hearing regarding the notification of “digital asset advisory service” and “digital asset fund managers” as new digital asset businesses during 8 July 2019 – 20 August 2019
consecutive years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”.To mitigate impacts at the initial phase
normal market condition became affected during 9 January - 28 February 2013.Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83
future revenue rights during a certain period to the fund while retaining title, management and control over the assets. In doing so, feasibility studies and regulatory restrictions of the infrastructure
Miss Jeeranan Buranaruk During 16 February 2017 – 10 November 2017, Miss Jeeranan and Mr. Warot Norkeo obtained or possessed inside information related to the operating results from the fourth