revision becomes effective, we agree to abide by the revised Standard Procedures or the Manuals as well. 1 . 2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s
the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the Standard Procedures through the SEC Account
abide by the revised Standard Procedures or the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the
the duration of possible extension, as well as how this information will be made public. 4. In case the exact dates of the offering period are not known, disclose the arrangements for announcing the
policy and goal of MDES is to reinforce the solid practices of personal data protection in Thailand since it is the cornerstone of digital economy development as well as cybersecurity strength. This
, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and related businesses, organizations related to securities business
have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and
misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile
revealed such wrongdoings, a criminal complaint was filed with the Department of Special Investigation (DSI) against Ratchasak on December 30, 2010. The DSI then proceeded the case and collaborated with the
accordance with the first paragraph shall be specified by the SEC. SECTION 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning