, screening of qualifications, review of smart contracts by the SEC-approved ICO Portal, and disclosure of necessary information for investment decisions. Besides, the related business operators may not be
making decisions on investment in or disposing of securities or any other asset except real estate, leasehold interest in property or seeking benefits by other https://publish.sec.or.th/nrs/6263pe.doc
{A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was
advantage of the auditor?s report before making investment decisions and be able to apply it appropriately for stakeholders? best interest and the sustainable development of the reilable financial reporting
necessary information for investment decisions. Besides, the related business operators may not be under the SEC's supervision, and the digital tokens may not be supported by any secondary market and lack
calling 0-2237-1199. Investors are strongly advised to consult the License Check banner at www.sec.or.th before making investment decisions. Information on suspecious unlicensed securities business
ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed
, and seek clarification from NEWS management in order to make well-informed decisions. In addition, due to the current COVID-19 pandemic, SEC encourages the shareholders to consider proxy voting by
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from