asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including
value: No par value Paid-up capital: EUR 17,500 (or approximately THB 686,525) Shareholding structure: The new set up company’s shares are held by Vienna House Capital GmbH (“VHC”) at the ratio of 100
>วันที่ตอบ : 21/07/2563 คำถาม : บริษัทหลักทรัพย์ เอ มีธุรกรรมเกี่ยวกับการขาย structure note (ต่างประเทศ) ให้ลูกค้า โดยลูกค้าจะโอนเงินมาเข้าบัญชี
achieve its objectives. Principle 4.2 The board should ensure that an appropriate compensation structure and performance evaluation are in place. Principle 4.3 The board should consider its responsibilities
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structure that enables effective oversight and management of risks as well as more efficient systems and mechanisms to control their business management and operations. Consequently, it is expected that DA
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