and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 33

May 2020. However, Mr. Vudhiphol failed to prepared and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee

prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within 11 November 2020. However, Mr. Surawut failed to prepared and disclosed the report (Form 59

prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within 11 November 2020. However, Mr. Pichet failed to prepared and disclosed the report (Form 59

July 30, 2020. However, Miss Karaveag failed to prepared and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee

failed to prepared and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 4/2025 Settlement Committee

and disclosed the report (Form 59) to the SEC office on May 21, 2021 SEC Act S.59 Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 60/2025 Dated 30/05/2025

Seamico Securities Plc. (ZMICO), a client filed a complaint that securities in her account had been lost and the SEC?s investigation revealed that Pimon had made unauthorized sales of securities in such

Merchant Partners? report on several investor complaints regarding Napasanan?s misconduct and the SEC?s further investigation which revealed that Napasanan had deceived her clients into securities trading

, on account of the following misconducts:1. Embezzling money through B245 million loans from SECC Holding The SEC further investigation revealed reasonable grounds to believe that Sompong Witthayaraksan