to undertake the derivatives business by a regulatory agency on derivatives in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO); 1 As added by the
Jor. 29/2555 Re: Offer for Sale of Newly-issued Securities to Directors or Employees (No. 2) dated 20 June 2012 (effective on 1 July 2012). 4 Added by the Notification of the Capital Market Supervisory
the Securities and Exchange Commission No. KorThor 59/2543 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. As added by the Notification of the
) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 2) dated
Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the AMC would be required to disclose the PVD factsheet of the
% YoY and 5.1% QoQ. Since the Company has added new services, manages ARPU and controls service and administrative expenses more efficiently. Financial Position As at 31 March 2019, the Company had total
service personnel by a major client, due to COVID 19, and is expected to recover in the near future. This client has recently listed our company in their formal vendor registry, plus we have added new major