aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held

reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- The Securities

(amended by No. 13 No. 17)  (Repealed)​ ​7 ​ ​ Application for Approval on Establishment of Company to Undertake Securities Finance Business B.E. 2539  (Repealed) ​9 Application for License to Undertake

construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof. The SEC office cannot undertake any responsibility for its accuracy nor be held liable for any loss

trust business or whose approval to undertake trust business revoked or prohibited to engage in a trust instrument. SECTION 17 No provision in a trust instrument shall contravene this Act. Any provisions

, or a trustee temporarily suspended from undertaking of trust business or whose approval to undertake trust business revoked or prohibited to engage in a trust instrument. SECTION 17 No provision in a

undertake trust business under this Act, or a trustee temporarily suspended from undertaking of trust business or whose approval to undertake trust business revoked or prohibited to engage in a trust

e-service Online Submission Licensed Derivatives Broker Licensed Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker

Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management   Report/Form (Notification of Securities and Exchange Commission) Documents for the Application

Exchange Act B.E. 2535 (1992) (SEA). 2 Local intermediary means an entity licensed to undertake securities business in the category of securities brokerage, including a securities company licensed to