amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality, information disclosure, and sales of investment products will also be
developing strong financial health.Alongside of the five key results, the SEC has initiated an innovative organization plan to be the key enabler that can help support the driving of Strategic Plan toward
Measurement and Management, a comprehensive tool that covers the whole impact management process; ii) the SDG Investor Map, an innovative tool that provides market intelligence for the country to leverage
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
ที่เป็นประโยชน์ต่อผู้ลงทุน 3. ส านักงานมีโอกาสเรียนรู้และท าความเข้าใจธุรกิจรูปแบบต่าง ๆ เพ่ือที่จะสามารถก าหนดหลักเกณฑ์และ ก ากับดูแลได้อย่างเหมาะสม ไม่เป็นอุปสรรคต่อการพัฒนา innovative financial
เป็นอุปสรรคต่อการพัฒนา innovative financial services รูปแบบใหม่ ๆ ในขณะเดียวกันยังคงมาตรฐานในการก ากับดูแลเพื่อให้มั่นใจได้ว่าผู้ใช้บริการได้รับความคุ้มครอง ในระดับท่ีเหมาะสม ช่วงเวลาที่คาดว่าประกาศจะมี
laundry application (Biospin), which are new innovative products concerning purification and treatment water systems in Thailand to the target consumers after launching of this product in . . The Group
of securities companies under (1) arranging an agreement for establishing a securities trading center in accordance with the rules specified in Clause 3; (3) offering innovative financial services that
companies under (1) arranging an agreement for establishing a securities trading center in accordance with the rules specified in Clause 3; (3) offering innovative financial services that facilitate problem
innovative financial services that facilitate problem solving or develop services in the Thai capital market or benefit Thai investors or the Thai capital market; (2) having readiness for participating in a