finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business.   Clause 3   This Notification shall come into force on the date

in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to

, New Zealand, South Korea, Japan and Thailand with the objective of providing investors for a wider range of investment products and appropriate protection. It has the capacity to raise potential

-General Ruenvadee Suwanmongkol said that the seminar “SEC Capital Market Symposium: Competitive, Accessible to the Public, and Sustainable” was with the objective to demonstrate the benefits and

center. Meanwhile, the objective of the revision to the regulations related to application for securities registrar license is to ensure consistency with current situations. The essences of the draft

emissions. The objective of the Taxonomy is to standardize economic activities in order to use it as a benchmark or assess economic activities that are climate-aligned. The Taxonomy can also be one of the

related to utility tokens or cryptocurrencies that have any of the following characteristics:     (1)  Meme token: having no clear objective or substance or underlying, and whose price running on social

allocation along with the service matching investment objective of each investor. Additionally, the SEC has recently raised the bar by requiring that the said advice and service must be provided by an approved

analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection.  The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective

action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of