Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} for one month from her duty as an approved capital market investment consultant. Taking into account that {A} had
traded {X1} Company shares in such a way that taking advantage of others by using non-public information material to {X1} Company share price which was {X1} Company's 315.79 million operating net loss in
suspended {A} for one-month from his duty as an approved capital market investment consultant. Taking into account that {A} had already been suspended by his employer for fifteen days, the suspension imposed
revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and
undertaking of digital asset business without license, subject to the offenses under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions
evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal
Prof. of NYU Stern 10.00 น. – 10.45 น. Risk-Taking Behavior during Downturn: Evidence of Realization Effect in the https://www.sec.or.th/TH/Pages/MarketData/sec_wpf.aspx
/Assessment/ROSC_Thailand_web.pdf Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to
in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair
สนับสนุนการให้บริการรับฝาก สินทรัพย์ ดิจิทัล ที่มีการจ่ายผลตอบแทนแก่ผู้ฝากและการให้กู้ยืม (deposit taking & lending) การห้ามผู้ประกอบธุรกิจ สินทรัพย์ ดิจิทัล ให้บริการหรือสนับสนุนการให้บริการ deposit taking