intermediary shall at least comply with the following rules: (1) arranging for the affiliated company to have criteria for selecting a service provider in accordance with the policy specified by the intermediary
protect the client ’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets
client’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client’s assets shall be in
Securities not Subject to Provisions on Public Offering of Securities, with the exception of the criteria for arranging an agent in Thailand. Clause 15 If, after approval for an offer for sale of depositary
in arranging for a guarantor and the ratio of the estimate or expense in arranging for a guarantor in comparison to the total fee or expenses of the mutual fund. (2) The list of questions and answers
Quality Assurance Review Panel, arranging for further clarification by the person under consideration. 1The Quality Assurance Review Panel under Paragraph 1(2) shall consist of a group of experts, at least
has an interest, whether directly or indirectly, in such mutual fund or management company in a manner that may cause unfair, non-impartial and non-independent in arranging the mutual fund rating; (8
needed for making investment decisions to clients, as well as arranging clients’ information in support of the management company ’s consideration of the application thereof, and providing consultation to