the preparation of projects for innovation testing and development would be amended to allow entrepreneurs with useful innovations to provide their products or services to customers under certain
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities
comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test
, by at least conducting the following tests: (1) a daily stress test using the scenario, parameter and assumption conforming to the guideline approved by the risk management committee which shall cover
ได้ และเปิดเผยในหนังสือชี้ชวน รวมทั้งต้องมีระบบบริหารความเสี่ยงที่สามารถรองรับการลงทุนในสัญญาซื้อขายล่วงหน้าอย่างเหมาะสม โดยจัดทำแบบทดสอบภาวะวิกฤต (stress test) เพื่อประเมินและเตรียมแผนรองรับผลกระทบที่
liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution
companies, both financial and non- financial. To the extent they are deemed applicable, they might also be a useful tool to improve corporate governance in companies whose shares are not publicly traded