outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
questionable corporate governance issues that could lead to a conflict of interest. (Normally, institutional investors may use several measures such as seeking clarification in writing, meeting with independent
the audit committee?s reports were concluded from information asked from the accounting units working on the suspicious issuers. They neither reviewed documents nor examined by any other means despite
issuers of ICOs or digital tokens have obtained an approval, and no application for ICO approval or the registration statement has been filed with the SEC. In case of tips on suspicious acts, please call
application, available on IOS and Android platforms. For inquiries or tips on suspicious acts, please call SEC Help Center 24-hour Hotline at 1207 for further investigation. Any act liable to be an offense
illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as responsibilities
First application. For inquiries or submission of tips related to suspicious acts, please contact the SEC Public Service Center at Hotline 1207 for further in-depth investigation
checked at the “investor alert” link https://market.sec.or.th/public/idisc/th/investorAlert Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook
illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as responsibilities
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in