efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
SHARE : SEC enhances real estate-backed ICO oversight to strengthen investor protection mechanisms Wednesday 24 February 2021 | No. 36 / 2021 Bangkok, 24 February 2021 – The Securities and Exchange
offering in the shareholders’ meeting notice for the benefit of investors’ decision making. The main purpose is to enhance protection for the existing shareholders and prevent offering of benefits to any
-General Ruenvadee Suwanmongkol is the only official receives the “Outstanding Digital Organization Leader Award” this year. “SEC strong advocates on bringing digital technology to improve our services
electronic transactions to increase competitiveness of business operators as well as creating the readiness and conducive environment for the use of cutting-edge digital technologies to enhance operating
. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build
efficiency, reduce costs, enhance transparency and strengthen competitiveness of business operators. In addition, investors and issuers will benefit from cost reduction and convenient access to capital
, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
companies will be able to perform their duties accurately and thoroughly in accordance with laws and regulations. Over the years, the SEC and the TLCA has been working together to enhance the duty