other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

 to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure

make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused

share < 60% / Tracking error ≥ 4%) E. Not sure. 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0% 2% 4% 6% 8% 10% 12% Active style diagram (2017) Below 1.61 1.61 - 1.9 1.9 - 2.19 Above 2.19 Diversified stock

achievement of Sustainable Development Goals (SDGs.)”   ENDS For more information or for media enquiries, please contact: media@cdp.net  About CDP CDP is a global non-profit that runs the world’s environmental

Investor Map to know where to target sustainable investment coupled with the SDG Impact Standards to know how business and investments can be conducted sustainably, will help push forward the achievement of

National Strategy and the fourth Capital Market Development Plan and contributes to the achievement of the UN Sustainable Development Goals, especially SDG 5 Gender Equality.” After the bell ringing

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

staff’s achievement of the targeted sales volume and thus receipt of commission from the Company as agreed upon. Meanwhile, the Company’s advertising expenses moved down by Baht 0.83 million and sale