. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

(Synopsis)   11/07/2003 01/08/2003 2. Notification of Capital Market Supervisory Board   70/2552 (Synopsis)   03/08/2009 01/09/2009    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2. Notification of

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for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis)   01/02/2010 01/02/2010 2. Notification of the Office of the Securities and Exchange Commission  SorThor 2

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

and Procedures for Being Executive of Securities Companies   05/11/2008 16/11/2008         3. Notification of the Office of the Securities and Exchange Commission   12/2542 (Synopsis)   05/10/1999 4