undertaking of securities business already licensed to such finance and securities company including a plan of the finance company after the separation of business and transfer of assets and liabilities. The
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625 SEC allows asset
understands that this marks the first time Thai Covered Funds may seek authorisation from the SFC. The SFC therefore encourages applicants to consult the Investment Products Division early for any clarification
truly, -- Signature -- (Mr. Tommy Taechaubol) Managing Director Board Secretary Division Tel. 0 2695 9499 Ext. 9335, 9414 Fax. 0 2695 9495 Finance and Accounting Division Tel. 0 2695 9499 Ext. 9421, 9449
8 เมื่อวันที่ 17 มิถุนายน 2564• Mr. David Florenzo ตำแหน่ง Attorney - Division of Enforcement and Investigations, Public Company Accounting Oversight Board (PCAOB)• Mr. Vikram Ramadas ตำแหน่ง Manager
%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
/ActandRoyalEnactment/RoyalEnactment/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if