or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds (Codefied)   14/09/2010 01/10/2010 Notification of Capital Market Supervisory Board  TorKhor 35

to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes

the criteria in order to keep it current.  Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example

Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222

90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18

Securities and Exchange Commission  KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of

, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.283 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

person representatives failed and the statute of limitations ran out. SEC Act S.283 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

(Form 56-2, 2020) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of