Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of
”, “greenfield project”, “financial advisor”, “debt financing” and “associated person” shall be construed as accordingly determined by the Notification of the Capital Market Supervisory Board on the Offering of
Clients of Securities Companies and Derivatives Intermediaries in order that an intermediary shall comply with such Notification by reaching same standard in practice. Clause 2 An intermediary shall provide
, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries in order that an intermediary shall comply with such Notification by reaching same standard in
Securities Companies and Derivatives Intermediaries in order that an intermediary shall comply with such Notification by reaching same standard in practice. Clause 2 An intermediary shall provide one fourth of
the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall apply to the formation of the
Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 April 2019. Clause 2 The following notifications shall be repealed: (1
issues the following regulations: Clause 1 This Notification shall come into force as from 1 September 2009. Clause 2 The Notification of the Capital Market Supervisory Board No. TorThor. 9/2551 Re