encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
commercial bank business under the law governing businesses of financial institutions; The originator under the first paragraph shall receive a clear resolution for fund raising through issuance of sukuk from
น้อยสามารถเสนอเพิ่มวาระการประชุมล่วงหน้าก่อนวัน ประชุมผู้ถือหุ้น คณะกรรมการควรมีมาตรการป้องกันกรณีท่ีกรรมการและผู้บริหาร ใช้ข้อมูลภายในเพื่อหาผลประโยชน์ให้แก่ตนเองหรือผู้อื่นในทางมิชอบ (Abusive self
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
, the Amendments to the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and the laws governing the liberalization of securities businesses. The robust legal framework shall
. In addition, the SEC revised regulations governing holding companies to al low more f lexible shareholding and business structures to facilitate local listing of holding companies co-established by
practitioners to become self-regulated community, especially in the oversight of members’ compliance with ethical and professional codes of conduct and imposition of disciplinary actions. The SEC has also
reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
certification programmes, including the Collective Action Coalition Against Corruption’s Self-Evaluation Tool. - Issue an Audit Committee Report to be included in the company’s annual report and to be signed by
certification programmes, including the Collective Action Coalition Against Corruption’s Self-Evaluation Tool. - Issue an Audit Committee Report to be included in the company’s annual report and to be signed by