accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation

forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social

Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement

;    Lean Hogs index             20%        10%         10%5          Copper index

. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote

encourage active co-operation between companies and employees.  Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public

commercial bank business under the law governing businesses of financial institutions; The originator under the first paragraph shall receive a clear resolution for fund raising through issuance of sukuk from

น้อยสามารถเสนอเพิ่มวาระการประชุมล่วงหน้าก่อนวัน ประชุมผู้ถือหุ้น คณะกรรมการควรมีมาตรการป้องกันกรณีท่ีกรรมการและผู้บริหาร ใช้ข้อมูลภายในเพื่อหาผลประโยชน์ให้แก่ตนเองหรือผู้อื่นในทางมิชอบ (Abusive self

Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial

, the Amendments to the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and the laws governing the liberalization of securities businesses. The robust legal framework shall