social justice and environmental protection. DIRECTIVE 2014/95/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL แนวทางการกรอกขอ้มลูดา้นสทิธมินุษยชนในแบบ 56-1 One Report | ส านกังานคณะกรรมการก ากบัหลกัท
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
its scope of the review or audit by the TSF’s executives of the securities issuer for that the financial statement. However the auditor has performed his duties on auditing or reviewing and expressed
limited its scope of the review or audit by the TSF’s executives for that the financial statement. However the auditor has performed his duties on auditing or reviewing and expressed qualified opinion for
limited its scope of the review or audit by the TSF’s executives for that the financial statement. However the auditor has performed his duties on auditing or reviewing and expressed qualified opinion for
, 2020 and the auditor is limited its scope of the review or audit by the TSF’s executives for that the financial statement. However the auditor has performed his duties on auditing or reviewing and
companies licensed to undertake the said businesses. In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing