/ Rotation: Do they require that: · the length of time held by key audit partners and staff is monitored for; and are subject to rotation requirements 5 Contingent Fee Arrangements: Do they ensure that
addition, there is no reasonable ground to believe that the applicant has any deficiency or is not appropriate regarding control and sound business conduct; (3) being able to maintain capital funds and set
capital market. Nonetheless, the SEC still identified certain deficiencies in the quality control system in this inspection cycle such as rotation of auditors, insufficiency of human resources, completeness
✓ possesses a minimum track record of five years in the specific financial advisory services that it is proposing to effect under the arrangement ✓ is financially sound and has discharged its functions in an
sound business control conduct; (3) Being able to maintain capital funds and set aside reserve capital in compliance with law establishing such legal entity or law controlling business undertaking of such
inappropriateness regarding the sound business control conduct; (3) Being able to maintain capital funds and set aside reserve capital in compliance with law establishing such legal entity or law controlling business
inappropriateness regarding the sound business control conduct; (3) Being able to maintain capital funds and set aside reserve capital in compliance with law establishing such legal entity or law controlling business
the 2017 operating result in the form of legal reserve and dividend payment 5. To consider and elect new directors in place of those to be retired by rotation 6. To consider and appoint the new Director
year 2018. 4) To consider and approve the appointment of directors to replace those retired by rotation for the year 2019 and the nomination of new board director for the Company. 5) To consider and
โปร่งใส และน่าเชื่อถือ ด้วยเหตุนี้ ก.ล.ต. จึงได้ออก เกณฑ์กำหนดให้บริษัทจดทะเบียนเปลี่ยนผู้สอบบัญชีฯ (Auditor rotation) ทุก 5 รอบปีบัญชี อ ย่างไรก็ดี จากการประเมินตาม CG-ROSC มีข้อสังเกตว่าประเทศไทย