operators; and, revising the practices in relation to recording and notifying the names of foreign business operators. (2) Amending provision regarding practices of securities and derivatives business
Bangkok, 8 November 2017 ? In the continued effort to develop the bond market, the SEC is revising the relevant rules and regulations to better respond to the changing market conditions and investors
SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently
early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
SEC Assistant Secretary-General Praoporn Senanarong said :“SEC is well aware of the importance of revising the regulations and drafted notification on the crowdfunding* and facilitating SMEs and
conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect
as securities; (2) Revising the provisions related to bills to enhance clarity. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=972. Stakeholders and
the obligor (e.g., government regulators) regarding supervisory matters should be separate from the employees that participate in taking credit rating actions or developing or modifying credit rating