financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
exemption from the calculation to support agricultural commodity business operators. The new fee is expected to be imposed on derivatives exchange business operations from the year 2021 onwards.Currently
) Investors, and (5) Filing of Reports and Applications. There are also shortcuts to frequently searched information. In addition, the new website improves the public hearing channel by offering easier access
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
once a week, featuring four important topics related to funding in the digital age presented by experts in the field, as follows: 1. Power of the Crowd: Overcoming COVID-19 Crisis with
with the added types of license prescribed in the draft Ministerial Regulation. In this regard, financial institutions established under specific laws would be allowed to apply for Type E Securities
because 77% of total share price had already been paid to the prospective seller, the proportion of which was relatively high comparing to the condition generally prescribed in sale contract. Due to its
400 million baht to be paid by the company. Besides, the payment conditions and the interest calculation are considered unfair because W made a deposit in the form of a 100-million-baht loan without
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three