compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market
registered with the Office on the date the Office is informed of the intention to register such transfer restriction. The company obtaining an approval under the first paragraph shall comply with post-approval
Shariah advisor that the characteristics of such sukuk are in accordance with the Islamic principles; (5) an application for registration of transfer restriction of sukuk seeking approval; (6) any other
Approval of Foreign Auditors
Approval of Foreign Auditors
Approval for Undertaking of Derivatives Business
Approval of Auditors in the Capital Market
Approval for Undertaking of Derivatives Business