SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to al...
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 18/12/2013 - 19/12/2013
TMB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 14/10/2013 - 22/10/2013
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 15/03/2012 - 21/03/2012
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 10/04/2012 - 04/05/2012
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 29/08/2016 - 02/09/2016
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 14/11/2016 - 18/11/2016
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 01/01/2012 - 26/06/2012