Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts. In addition, the draft regulation is expected to further clarify the scope of supervision of digita...

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last August.The proposed rules aim to facilitate securities companies and derivatives business operators in p...

Bangkok, June 6, 2013 ? To streamline business operators? practices for greater flexibility, consistency and comprehensiveness, the SEC is planning to incorporate the rules for both securities and derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing solicitation or providing services for clients, information disclosure, advisory service, information...

later entirely cancelled. This action mentioned above is considered as placing sell orders in such a way that misleads other persons regarding the price or volume of securities trading.The SEC’s