Mr. Thanya Kitchainukul Mr. Thanya Kitchainukul, Head of Credit Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for Ngern Tid Lor Public

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. SEC

purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of

Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division.         1.2 Market Intermediaries Division led by Assistant Secretary-General Paralee Sukonthaman. This

purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of

ตรวจสอบไดค้รบถว้น และเสนอรายงานต่อคณะกรรมการของผูป้ระกอบธุรกิจไดท้นัรอบการประชุมของคณะกรรมการ ซ่ึงมีค่อนขา้งจ ากดั 1.2 การขยายกรอบระยะเวลาการแจง้การแต่งตั้งและการส้ินสุดการแต่งตั้ง head of compliance ให

investment decision-making by enabling portfolio managers to identify the full range of potentially unrewarded risks and otherwise unidentified opportunities. Once an investment is made, engagement is often

wider range of products and enhance international competitiveness of Thai intermediaries.In drafting the proposed rules, the SEC has taken into consideration the stakeholders? comments and suggestions

, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the