company”. 4 Clause 5 In appointing a juristic person to be an agent for selling investment units or receiving requisition of investment unit redemption, the scope and limitiation of appointment shall be in
.................................................................................................................. 7 3. Scope of the Water Infrastructure Criteria ........................................................................................... 8 3.1. Two stages of development - one set of Criteria
potential investments before committing. • Motivated to research the range of investments incorporated in investment products in order to make both a financial and ethical decision on their suitability
, CIPM ฐิติพงศ์ อมรธรรมนิยม, CFA พงศธร ปริญญาวุฒิชัย ฝ่ายวิจัยและขับเคลื่อนข้อมูล ส านักงาน ก.ล.ต. 2023 Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Scope & Terminology 21
Given to Commercial Banks to Act as Identity Provider or Source of Data in the Digital Format, effective from September 4, 2018. The regulation extends the business scope of banks which show readiness in
to be in the enterprise’s acceptable range (risk appetite); (4) establishment of IT risk indicators for risks identified under (1) and arrangement of monitoring and reports of such indicators for
by the Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g
Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g.: (a