profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
provisions of law governing trust for transaction in the capital market shall apply to a special purpose juristic person established in the form of trust except where this Emergency Decree prescribes otherwise
have the objective solely for securitization. The provisions of law governing trust for transaction in the capital market shall apply to a special purpose juristic person established in the form of trust
are held by Nippon Yusen Kabushiki Kaisha Group, which is a group which N.Y.K. (Thailand) Company Limited, the Company’s major shareholder, is a member (as of 2 March 2018 which is the date determined
by the SEC or a trust to be established under the first paragraph shall have the objective solely for securitization. The provisions of law governing trust for transaction in the capital market shall
. Notification of the Office of the Securities and Exchange Commission No. SorRor. 26/2555 Re: Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
the service under the provisions being applicable to mutual fund management company, but FWD Life Insurance Public Company Limited failed to comply with the provisions being applicable to mutual fund
|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: “SECTION 5. Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market