information on creditworthiness including procedures, key consideration factors used for risk evaluation of issuers and their action guidelines in case of  bond default;           (3) To disclose key

covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of

guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and

Guidelines on the Consideration of Definition “Company” under Section 89/1

Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual

Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators

responsible for proceeding according to such procedures in each situation. Clause 7 The notifications of the SEC Office, orders and circulars that are issued or set out guidelines pursuant to the Notifications

With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their

investment. SEC Secretary-General Ruenvadee Suwanmongkol said: “All participating agencies shared their views and experiences at our brainstorming meeting today. We plan to lay out more efficient guidelines

Limited Companies Act B.E.2535 (1992) to call an extraordinary general meeting in order to elect new directors. The SEC and other competent authorities  have issued guidelines to set out the procedures