digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the records of investors’ assets under custody of the business
international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection Activities Report 2022 Independent Audit Inspection Activities Report 2021 Independent Audit
provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of Independent Audit Regulators (IFIAR) to uphold the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Development Goals Sustainable Development Goals (SDGs) - Countries of the UN General Assembly adopted a set of goals to end poverty, protect the planet, and ensure prosperity for all as part of a new
will exercise dissenting votes in the significant agenda; for instance, the agenda proposed in the meeting or having auditor?s qualified opinion as well as appointment of independent directors who have
qualified opinion as well as appointment of independent directors who have already been appointed for more than 3 terms or 9 years. Besides, progress on anti-corruption policy will also be monitored for the
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also