SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this

SEC revealed that the Digital Infrastructure for Capital Market Committee, with SEC Secretary-General Ruenvadee Suwanmongkol as chair of the committee, had held  the first meeting on 6 November

misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile

announced by TRIS Rating. The second study revealed certain factors indicating significant turnaround financial determinants in cases of securities on turnover list, providing recommendations for improvement

financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such

, Business Development Director, and Komgrich Luechanya, an accessory. The complaints were the results of the examination of POWER?s financial statements for the year 2004, which revealed reliable

specified so as for inquiring clarification from persons related to the issue.? Mr. Phuvanatnaranubala revealed that ?The responsibilities of each agency are clearly identified. For example, if the news is

that was not included in the draft prospectus filed with the SEC. The SEC investigation revealed that, during December 15 -16, 2003, while TPIPL was seeking for an approval from the SEC to increase

issue her a warning letter. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, revealed that ?In this case, we agreed with the Securities Analyst Consultative Committee?s recommendation and have

Bangkok, February 13, 2012 - The SEC is keeping close watch on the blacklist to be announced next week by Financial Action Task Force on Money Laundering (FATF), revealed SEC Secretary-General