submit the pooled fund data report on the essential information about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made
controls. In short, application controls help ensure that transactions occurred, are authorized, and are completely and accurately recorded and processed (ISA315) 7 IT General Controls 8 Minimum areas of
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
shall become the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a special purpose https://www.sec.or.th
คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data” means data that are created, sent, received, stored or processed through
-specialjuristicperson1997-amended 061120 revenue. The fees shall become the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a
” means any exchange rate, interest rate, financial index https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield collected or processed pursuant to an
ตลาดหลักทรัพย์ Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “securities company