Part 1 Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of
structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of the businesses operated by the Company or the group of companies which
discharge of the responsibilities allocated to them, and having honest behaviors without notorious background. In case the personnel under the first paragraph are required to obtain an approval from the SEC
) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing information or details of high-risk or complex capital market products especially details on damage
factors into consideration before communicating with and providing services to clients; (a) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing
Offering of Securities 4.1 Background of the Determination of the Offering Price and Appropriateness of the Issuance of Newly- issued Ordinary Shares to Accommodate the Rights Adjustment of ECF-W3 in the
Background of the Determination of the Offering Price and Appropriateness of the Issuance of Newly- issued Ordinary Shares to Accommodate the Rights Adjustment of ECF-W3 in the Number of not Exceeding
Attachment 3: Details of heads of internal audit and compliance units Attachment 4: Details of asset appraisal Part 1 Business Operation 1. Policy and business overview Provide an overview on the background
perform their required business activities for the issuer. For example, this could include whether any of the issuer’s directors also serve as directors for other companies. 3. Identify material background