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Securities Investment Advisors

Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code ESG Product Platform Investor Alert Digital Assets Investor Alert Digital Assets

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=194&lang=en

Derivatives Advisors

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=202&lang=en

Securities Borrowing & Lending

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=372&lang=en

Bond Dealer & Underwriter

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=379&lang=en

Limited BDU

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=393&lang=en

Thailand Securities Finance Corporation : TSFC

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=613&lang=en

Derivatives Agent

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9906&lang=th&categoryID=CAT0000421

Derivatives Dealer

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9907&lang=en

Guidelineon the commencement for operation of securities / derivatives business

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9923&lang=en

List of Registered Selling Agent

Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code ESG Product Platform Investor Alert Digital Assets Investor Alert Digital Assets Investors SEC and

https://capital.sec.or.th/webapp/en/infocenter/intermed/registrar/sellagent_e.php